Partner Compliance Program Assessment

Check your compliance program to see if you're ready
to become a Public Sector distributor.

How it works

1

Answer 14 questions

Brief questions about your compliance structure and policies.

2

Upload 1 policy (optional)

Provide your Code of Conduct or similar document if available.

3

Get Evaluation Report

Receive a summary of readiness gaps and practical recommendations.

Quick readiness check

Answer a few questions to get a sense of your compliance maturity

0 of 15 answered

    COMPANY PROFILE

    Do you have a written Code of Conduct?

    Yes, documentedIn developmentNo, not yetNot sure
    Answered
    COMPANY PROFILE

    In which country is your company's major place of business operations?

    Answered
    COMPANY PROFILE

    Does your company have any public officials or state-owned enterprise shareholders?

    YesNoNot surePrefer not to answer
    Answered
    GOVERNANCE

    Is there a specific person responsible for compliance?

    Yes, dedicated roleYes, part-timeShared responsibilityNo designated person
    Please provide more information: what is the person's official title and to whom do they report?
    Answered
    GOVERNANCE

    Does senior management actively support your compliance program?

    Yes, very involvedSomewhat involvedMinimal involvementNot involved
    Please describe specific efforts taken by your management to support the compliance program
    Answered
    TRAINING & CULTURE

    Do employees receive compliance training?

    Annual trainingOne-time onboardingInformal onlyNo training yet
    Answered
    TRAINING & CULTURE

    Do you track completion of compliance training?

    Yes, systematicallyYes, informallyNo trackingNot applicable
    Answered
    REPORTING

    Is there a reporting channel for compliance concerns?

    Yes, anonymous hotlineEmail or direct managerOpen door policyNo formal channel
    Answered
    REPORTING

    Do you have a process for investigating compliance violations?

    Yes, documentedYes, informalCase-by-case basisNo process
    Answered
    THIRD PARTIES

    Do you conduct due diligence on suppliers or vendors?

    Yes, all third partiesYes, high-risk onlyInformal checksNo due diligence
    Answered
    THIRD PARTIES

    Do you require employees to disclose conflicts of interest?

    Yes, annuallyYes, as they ariseInformal disclosureNo requirement
    Answered
    RISK MANAGEMENT

    Have you conducted a compliance risk assessment?

    Yes, regularlyYes, oncePlanning toNo assessment
    Please advise on what major compliance risks were identified and what compliance controls were put in place to mitigate them
    Answered
    RISK MANAGEMENT

    How often do you review your compliance policies?

    AnnuallyEvery 2-3 yearsWhen issues ariseNever reviewed
    Answered
    ADDITIONAL INFORMATIONT

    Please provide any other information on your compliance program & controls

    Answered
    CONTACT INFORMATIONT

    What is your company name?

    What is your contact email?

    Answered
    Compliance Check Complete

    Ready for a full assessment with detailed recommendations?

    What we assess

    1

    ABAC essentials

    Anti-bribery and corruption policies, risk assessments, and control frameworks.

    2

    Governance & ownership

    Clear ownership of compliance responsibilities and senior management involvement.

    3

    Training & reporting

    Regular training programs and accessible channels for raising concerns.

    4

    Due Diligence and COI

    How do you ensure compliance of your counterparties.

    5

    Compliance Risks

    What major compliance risks your organization is subject to.

    6

    Compliance Program Maturity

    What controls you have in palce to manage compliance risks.

    Takes ~3 minutes • No signup required • Get actionable recommendations